Independent Healthcare Providers must notify us when a particular event occurs as stated in the Independent Healthcare (Wales) Regulations 2011.
Regulations 30 and 31 of the Independent Health Care (Wales) Regulations 2011 state that the registered person of an independent hospital, independent clinic, or independent medical agency must notify us about particular events that occur relating to patient safety.
Notifiable events
You can read an explanation of which events you must notify us about in the Guidance for Registered Managers and Providers. The guidance also sets out the timescale for notification.
How to report a notifiable event
When notifying us of a notifiable event, use the relevant notification form from the list below. Please give as much detail as possible when completing the form and enclose all supplementary documentation such as investigation reports you have commissioned. Further information on completing the forms is available in the guidance.
How to submit your completed notifiable event form
Completed forms will often contain personal or commercially sensitive information and deserve adequate protection. Forms must be submitted either electronically through Objective Connect. (If you do not have an Objective Connect account please contact HIW on 0300 062 8163) or in hard copy using a Recorded Delivery service.
What happens after you have reported an event
An acknowledgement letter/email will be sent to you once we have received your notification with a reference to be used on all future correspondence. All notifcations will be considered by us within 10 working days. We will contact you if we require further information. The information provided on the notifiable event forms enables us to assess a healthcare provider’s ability to comply with the 2011 Regulations and that patients are being appropriately safeguarded.
Documents
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NE01a – Death of a patient in a hospice , file type: DOC, file size: 494 KBPublished:File size:494 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE01b – Death of a patient in a hospice - follow up , file type: DOC, file size: 477 KBPublished:File size:477 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE02a – Death of a patient (excluding hospices) , file type: DOC, file size: 494 KBPublished:File size:494 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE02b – Death of a patient (excluding hospices) - follow up , file type: DOC, file size: 483 KBPublished:File size:483 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE03a – Unauthorised Absence , file type: DOC, file size: 499 KBPublished:File size:499 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE03b – Unauthorised Absence - follow up , file type: DOC, file size: 487 KBPublished:File size:487 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE04a – Serious Injury , file type: DOC, file size: 493 KBPublished:File size:493 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE04b – Serious injury - follow up , file type: DOC, file size: 483 KBPublished:File size:483 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE05a – Outbreak of an Infectious Disease , file type: DOC, file size: 488 KBPublished:File size:488 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE05b – Outbreak of an Infectious Disease - follow up , file type: DOC, file size: 485 KBPublished:File size:485 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE06a – Alleged misconduct resulting in an actual or potential harm to a patient , file type: DOC, file size: 492 KBPublished:File size:492 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE06b – Alleged misconduct resulting in an actual or potential harm to a patient - follow up , file type: DOC, file size: 486 KBPublished:File size:486 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE07a – Deprivation of Liberty , file type: DOC, file size: 489 KBPublished:File size:489 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE07b – Deprivation of Liberty - follow up , file type: DOC, file size: 483 KBPublished:File size:483 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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NE08a – Other notifications , file type: DOCX, file size: 500 KBPublished:File size:500 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.
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Secure Portal Request Form – List of Authorised Individuals , file type: DOC, file size: 64 KBPublished:File size:64 KBIf you need a more accessible version of this document please email hiw@gov.wales. Please tell us the format you need. If you use assistive technology please tell us what this is.